Guotai Junan Securities Co., Ltd. provides various financial services for individuals and institutional clients in Mainland China, Hong Kong, and internationally. It operates through Wealth Management Business, Investment Banking Business, Institutional and Trading Business, Investment Management Business, and International Business segments. The company offers securities and futures brokerage, financial products, investment advisory, margin financing and securities lending, securities repurchase, and stock pledging and other services; listing sponsorship, equity underwriting, debt underwriting, structured debt financing, M&A financial advisory, and diversified corporate solutions to corporate and governmental clients; institutional brokerage, trading, investment and equity investment, seat leasing, custody and outsourcing, QFII, and other services; and investment transactions in stocks, fixed income, foreign exchange, and commodities and their derivative financial instruments, as well as integrated financial solutions for clients' investment, financing, and risk management. It also provides asset management and fund management services; and brokerage, corporate finance, asset management, and loans and financing services, as well as financial products, and market making and investment services. In addition, the company offers real estate and property management, warehouse service, corporate management consulting, venture capital investment and management, investment management, industrial investment, and investment consulting services. The company was founded in 1992 and is based in Shanghai, China.

Title	Transaction Type	Shares Traded	% of Shares Traded	% Chg. in Shares	End of Filing Shares	Price	Transaction Value	Filing Date	Transaction Date
—	Open Market Acquisition (Open Market Acquisition)	6.8M	0.194149%	2.8%	251.5M	1.9 - 1.9	13.3M	04 Nov 2025	30 Oct 2025 - 30 Oct 2025
—	Open Market Disposition (Open Market Disposition)	-3.7M	-0.105529%	-1.5%	244.7M	2.0 - 2.0	-7.4M	30 Oct 2025	27 Oct 2025 - 27 Oct 2025
—	Open Market Acquisition (Open Market Acquisition)	4.4M	0.126894%	1.8%	248.6M	2.0 - 2.0	8.7M	16 Oct 2025	13 Oct 2025 - 13 Oct 2025
—	Open Market Disposition (Open Market Disposition)	-1.1M	-0.032215%	-0.5%	244.1M	2.1 - 2.1	-2.3M	30 Sep 2025	30 Sep 2025 - 30 Sep 2025
—	Open Market Acquisition (Open Market Acquisition)	159.6K	0.004552%	0.1%	245.5M	2.1 - 2.1	332.3K	24 Sep 2025	19 Sep 2025 - 19 Sep 2025
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Guotai Haitong Securities Co., Ltd.